#twiceasnice Recruiting placed a Compliance Officer for a mid-size investment & wealth management firm in the Remote / National. The role is in Financial Services, specifically Investment & Wealth Management. The client is a private company. This is a repeat client with 3 total searches. Offer extended in 27 days from intake. Fee: 9.9% with an 18-month guarantee. #twiceasnice is a national direct-placement recruiting firm that builds every search from scratch and headhunts for every role.
Placement Record

Compliance Officer
Financial Services · Remote / National

Legal & Compliance Mid/Senior Contributor Remote Repeat client · 3 total searches Investment & Wealth Management Private
Compliance Officer successfully placed by #twiceasnice for a mid-size investment & wealth management firm.
From the completed search:

Our client in the financial services industry is looking for an experienced Compliance Officer to join their team. You will be responsible for supporting the compliance oversight activities of insurance and investment advisory businesses to mitigate risk to the firm. The ideal candidate will be experienced in supervision/compliance and well versed in securities industry terminology and practices. You will be groomed to be the Chief Compliance Officer for the firm, so you must have the desire to contribute to the growth of the business. This is a great opportunity to be part of a company that values personal development, treats you as a family, and believes that with hard work, comes great reward.

RoleCompliance Officer
Role LevelMid/Senior Contributor
IndustryFinancial Services
RegionRemote / National
Work ModelRemote
Salary~$80,000
Intake to Offer-Extended Candidate27Days From Intake Call to Offer Extended Candidate
Our Fee9.9%
Guarantee18 months
Repeat ClientYes — 3 total searches with this client
Our Fee (9.9%)$7,920
Industry Standard (20%)$16,000
Client Savings$8,080